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Christopher Donel McGaughy

Pimco Investments LLC

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About Christopher Donel McGaughy

Christopher McGaughy is a financial advisor with Pimco Investments LLC. Christopher has been in the financial industry for over 10 years, having previously worked for BrightHouse Securities, LLC, Transamerica Capital, Inc., BBVA Securities Inc., Jackson National Life Distributors LLC, and Wells Fargo Advisors, LLC. Christopher holds Series 3, 6, 7TO, 26, and 63 licenses and is registered in 53 states.

Firm Information

Christopher McGaughy is currently registered with Pimco Investments LLC. Pimco Investments LLC is a Limited Liability Company formed in 2010. The firm is registered to provide investment advisory services in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

290

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Christopher McGaughy’s Registration & Firm History

CA

09/30/2021 - Present

Pimco Investments LLC (NEWPORT BEACH CA)

NC

02/20/2021 - 10/11/2021

BRIGHTHOUSE SECURITIES, LLC (CHARLOTTE NC)

CO

09/20/2013 - 10/19/2020

TRANSAMERICA CAPITAL, INC. (DENVER CO)

CO

08/26/2013 - 09/18/2013

BBVA SECURITIES INC. (CENTENNIAL CO)

CO

03/14/2012 - 05/17/2013

JACKSON NATIONAL LIFE DISTRIBUTORS LLC (DENVER CO)

CO

12/07/2011 - 03/19/2012

WELLS FARGO ADVISORS, LLC (AURORA CO)

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Licenses & Designations

BC

Issued 12/15/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/01/2017

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 12/30/2021

Series 3 - National Commodity Futures Examination

BC

Issued 11/05/2021

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/06/2011

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Christopher Donel McGaughy.
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