Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Small is a financial advisor registered with U.S. Bancorp Investments, Inc., based in Napa, CA. Christopher has been in the industry since 2009 and holds both Series 63 and 66 licenses. He has experience with a variety of firms, including LPL FINANCIAL LLC, J.P. MORGAN SECURITIES LLC, WELLS FARGO ADVISORS, LLC and others. His specializations include retirement planning, college savings, estate planning, insurance and mutual funds. Christopher focuses on helping clients reach their financial goals by providing personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
12b-1,networking&shareholder serv,product partner arrangements
1
2
CA
11/10/2021 - Present
U.s. Bancorp Investments, Inc. (Napa CA)
CA
08/05/2016 - 11/24/2021
LPL FINANCIAL LLC (PALO ALTO CA)
CA
01/09/2014 - 08/15/2016
J.P. MORGAN SECURITIES LLC (SAN MATEO CA)
CA
03/05/2012 - 01/07/2014
WELLS FARGO ADVISORS, LLC (SEAL BEACH CA)
CA
08/13/2010 - 03/05/2012
CHASE INVESTMENT SERVICES CORP. (HUNTINGTON BEACH CA)
NY
07/02/2009 - 06/18/2010
JOHN THOMAS FINANCIAL (NEW YORK NY)
CA
10/01/2008 - 03/06/2009
FIRST REPUBLIC SECURITIES COMPANY, LLC (LOS ANGELES CA)
BOTH
Issued 03/10/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/17/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/29/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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