Unclaimed
Christopher Mathys is a financial advisor who has been in the industry since 2007. Christopher is currently registered with Voya Retirement Advisors, LLC and is also registered with the state of Ohio. Christopher has previously worked for LPL FINANCIAL LLC, VOYA FINANCIAL PARTNERS, LLC, CETERA INVESTMENT SERVICES LLC and NATIONWIDE INVESTMENT SERVICES CORPORATION. Christopher holds the following licenses: Series 6, Series 63 and SIE. Christopher has also earned the Chartered Financial Consultant designation. Christopher is based in Windsor, CT and provides financial advice to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
OH
06/22/2024 - Present
Voya Retirement Advisors, LLC (Avon Lake OH)
OH
07/13/2023 - 04/17/2024
LPL FINANCIAL LLC (CLEVELAND OH)
CT
01/05/2018 - 06/22/2023
VOYA FINANCIAL PARTNERS, LLC (WINDSOR CT)
OH
04/15/2016 - 12/21/2017
CETERA INVESTMENT SERVICES LLC (CLEVELAND OH)
OH
11/09/2005 - 05/14/2014
NATIONWIDE INVESTMENT SERVICES CORPORATION (COLUMBUS OH)
BC
Issued 01/26/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/08/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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