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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Caldwell is a financial advisor registered with Voya Financial Advisors, Inc. Christopher has been in the industry since February 28, 2010 and is currently registered in Connecticut, New York and Texas. Christopher has been associated with Voya Financial Advisors, Inc. since January 2, 2013. Christopher is licensed to provide financial advice and services to individuals, corporations, and charitable organizations. Christopher Caldwell also holds a Series 7, Series 6, Series 63 and Series 66 license. Christopher has a strong track record of success in providing comprehensive financial planning and investment management services to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MA
10/28/2019 - Present
Voya Financial Advisors, Inc. (BRAINTREE MA)
CT
01/02/2013 - 02/11/2019
VOYA FINANCIAL ADVISORS, INC. (WINDSOR CT)
CT
12/16/2010 - 01/02/2013
ING FINANCIAL ADVISERS, LLC (WINDSOR CT)
CT
01/01/2009 - 01/30/2009
HARTFORD SECURITIES DISTRIBUTION COMPANY, INC. (WINDSOR CT)
CT
12/19/2007 - 01/01/2009
HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)
BOTH
Issued 07/02/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/10/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/26/2013
Series 7 - General Securities Representative Examination
BC
Issued 12/18/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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