Unclaimed
Christopher Dickenson is an investment advisor representative registered with Wells Fargo Clearing Services, LLC. Christopher is registered with the state of Texas. Christopher's current and previous employers include Principal Securities, Inc., Northwestern Mutual Investment Services, LLC and Wells Fargo Bank, NA. Christopher is licensed to conduct securities transactions and has experience providing financial planning and investment consulting services to individuals and businesses. Christopher has been in the industry since January 19, 2017, and has held several professional designations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
12/02/2020 - Present
Wells Fargo Clearing Services, LLC (COLLEGE STATION TX)
TX
02/15/2017 - 04/06/2018
PRINCIPAL SECURITIES, INC. (Iola TX)
TX
12/17/2015 - 12/31/2016
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (COLLEGE STA TX)
BOTH
Issued 11/30/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/11/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/28/2020
Series 7TO - General Securities Representative Examination
BC
Issued 04/06/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/17/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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