Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Doherty is an investment advisor representative with Citigroup Global Markets Inc., a firm managing over $50 billion in assets. Christopher has been in the financial industry since 2005, and has experience with both broker-dealer and investment advisor roles. Christopher is registered in over 40 states to provide financial advice and investment services. Christopher’s focus is on providing comprehensive financial advice and investment services to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
08/17/2021 - Present
Citigroup Global Markets Inc. (Hastings On Hudson NY)
NY
08/18/2015 - 02/28/2020
LPL FINANCIAL LLC (NEW CITY NY)
NY
04/23/2018 - 02/14/2020
FINANCIAL RESOURCES GROUP INVESTMENT SERVICES, LLC (SOMERS NY)
NY
10/17/2012 - 03/28/2014
PRUCO SECURITIES, LLC. (WHITE PLAINS NY)
SC
01/01/2008 - 02/04/2008
AMERIPRISE FINANCIAL SERVICES, INC. (MYRTLE BEACH SC)
NY
03/24/2005 - 08/13/2007
AMERIPRISE FINANCIAL SERVICES, INC. (HAUPPAUGE NY)
MN
03/24/2005 - 07/03/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
NJ
09/11/2000 - 10/25/2001
GRAYSON FINANCIAL LLC (RED BANK NJ)
IA
Issued 07/01/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/13/2012
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 06/23/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/22/2015
Series 7 - General Securities Representative Examination
BC
Issued 10/16/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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