Unclaimed
Christopher Diaz soler is a financial professional with experience in the securities industry. Christopher is currently registered with Newmark Securities, LLC and Cantor Fitzgerald & Co. in New York, New York. Christopher has been in the industry since 2019. Christopher holds the Series 99TO and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/19/2022 - Present
Newmark Securities, LLC (NEW YORK NY)
NY
10/02/2019 - 09/19/2022
AQUA SECURITIES L.P. (NEW YORK NY)
NY
03/25/2019 - 07/01/2021
SUNRISE BROKERS LLC (NEW YORK NY)
NY
03/25/2019 - 11/20/2020
CASTLEOAK SECURITIES, LP (NEW YORK NY)
NY
03/25/2019 - 05/27/2020
CFWP SECURITIES, LLC (NEW YORK NY)
BC
Issued 03/25/2019
Series 99TO - Operations Professional Examination
BC
Issued 03/06/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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