Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Diaz is a registered representative with Fidelity Brokerage Services LLC. Christopher has been in the securities industry since 2015 and has experience working with clients. Prior to working at Fidelity Brokerage Services LLC, Christopher worked at Hennion & Walsh, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Christopher is licensed to sell securities in all 50 states and the District of Columbia. He is also a registered representative with FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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RI
01/26/2023 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
NJ
01/14/2020 - 01/12/2023
HENNION & WALSH, INC. (PARSIPPANY NJ)
NJ
10/18/2014 - 05/17/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHESTER NJ)
BC
Issued 04/01/2023
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 12/23/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/18/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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