Unclaimed
Christopher McCoy is a financial advisor with Citizens JMP Securities, LLC. Christopher has been in the financial industry since 2002 and is registered in 51 states. Christopher holds the Series 7, 63, 57TO, 79TO, and 99TO licenses. Christopher has previously held positions at CITIZENS CAPITAL MARKETS and WELLS FARGO SECURITIES, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
08/01/2023 - Present
Citizens JMP Securities, LLC (CHARLOTTE NC)
NC
03/19/2019 - 08/01/2023
CITIZENS CAPITAL MARKETS (CHARLOTTE NC)
NC
07/01/2003 - 12/04/2018
WELLS FARGO SECURITIES, LLC (CHARLOTTE NC)
MO
10/31/2001 - 07/01/2003
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
BC
Issued 07/16/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/30/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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