Unclaimed
Christopher Jordan is a financial professional with over three decades of experience in the industry. Christopher is currently registered with TP Icap Global Markets Americas LLC in New York. Previously, Christopher was associated with firms such as Tullett Prebon Financial Services LLC, Murphy & Durieu, J Giordano Securities Group, Tejas Securities Group, Inc., Ladenburg, Thalmann & Co., Inc., Brokerageamerica, LLC, and NDB Capital Markets, LP. Christopher holds a variety of licenses and qualifications, including the Series 7, 10, 14, 24, 55, 63, 87, 99TO and SIE. Christopher is registered in New York and New Jersey.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/30/2023 - Present
TP Icap Global Markets Americas LLC (New York NY)
NY
03/11/2015 - 06/30/2023
TULLETT PREBON FINANCIAL SERVICES LLC (New York NY)
NY
08/22/2005 - 02/19/2015
MURPHY & DURIEU (NEW YORK NY)
NY
07/22/2003 - 09/06/2005
J GIORDANO SECURITIES GROUP (NEW YORK NY)
TX
06/09/2003 - 07/08/2003
TEJAS SECURITIES GROUP, INC. (AUSTIN TX)
NY
01/21/2003 - 05/29/2003
LADENBURG, THALMANN & CO., INC. (NEW YORK NY)
NY
07/08/2002 - 01/15/2003
BROKERAGEAMERICA, LLC (NEW YORK NY)
NY
05/22/1990 - 07/02/2002
NDB CAPITAL MARKETS, LP (NEW YORK NY)
BC
Issued 09/15/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/01/2015
Series 14 - Compliance Officer Examination
BC
Issued 01/08/2013
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/22/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/29/2000
Series 24 - General Securities Principal Examination
BC
Issued 01/20/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/05/2010
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 11/19/1998
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 05/19/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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