Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Defelice is a financial advisor with Wells Fargo Clearing Services, LLC, a firm with over $10 billion in assets under management. Christopher has been in the financial services industry since 2007 and has a strong track record of success. Christopher is registered with the Financial Industry Regulatory Authority (FINRA) and is a registered investment advisor in New York and Texas. He holds the Series 7, Series 63, and SIE licenses and is a licensed investment banking representative. Christopher has experience working with a variety of clients, including individuals, families, businesses, and institutions. He provides a range of financial services, including investment management, financial planning, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
09/02/2022 - Present
Wells Fargo Clearing Services, LLC (NEW YORK NY)
NY
11/16/2017 - 09/03/2022
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
07/31/2014 - 11/13/2017
MORGAN STANLEY & CO. LLC (NEW YORK NY)
NY
06/01/2009 - 08/01/2014
MORGAN STANLEY (PURCHASE NY)
NY
10/03/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (PURCHASE NY)
BC
Issued 08/14/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/02/2007
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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