Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Dee Smith is a financial advisor with over 30 years of experience in the industry. Christopher currently works with Great Valley Advisor Group, Inc., an independent investment advisor firm located in Wilmington, DE. Christopher has previously held positions at Fifth Third Securities, Inc., MetLife Securities Inc., Allstate Financial Services, LLC, A. G. Edwards & Sons, Inc., Salomon Smith Barney Inc., American Express Financial Advisors Inc. and IDS Life Insurance Company. Christopher is a registered investment advisor (IA) in Florida. Christopher is also registered as a broker-dealer in Florida, Michigan and Pennsylvania. Christopher has a Series 7 and Series 66 license. Christopher offers financial planning, portfolio management, and educational seminars. Christopher also provides consulting services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
04/06/2022 - Present
Great Valley Advisor Group, Inc. (Boca Raton FL)
FL
03/08/2011 - 10/04/2012
FIFTH THIRD SECURITIES, INC. (BOCA RATON FL)
FL
07/23/2009 - 03/10/2011
METLIFE SECURITIES INC. (BOCA RATON FL)
NC
04/17/2006 - 07/17/2009
ALLSTATE FINANCIAL SERVICES, LLC (CHARLOTTE NC)
MO
04/07/1999 - 08/25/2005
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NY
06/25/1994 - 04/15/1999
SALOMON SMITH BARNEY INC. (NEW YORK NY)
MN
06/04/1992 - 06/22/1994
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
06/04/1992 - 06/22/1994
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 05/26/2011
Series 66 - Uniform Combined State Law Examination
IA
Issued 07/12/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/16/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/02/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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