Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Dean Chance is a financial advisor based in ALPHARETTA, GA, and has been in the industry since November 4, 1994. Christopher currently works at Cetera Investment Advisers LLC, where he has been registered since November 12, 2020. Before joining Cetera Investment Advisers LLC, Christopher worked at First Allied Securities, Inc., Wells Fargo Clearing Services, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, SunTrust Investment Services, Inc., and Edward Jones. Christopher is registered to provide investment advice in several states including Alabama, California, Florida, Georgia, Illinois, Maryland, Michigan, New Jersey, New York, Oregon, and Pennsylvania.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
GA
11/12/2020 - Present
Cetera Investment Advisers LLC (ALPHARETTA GA)
GA
06/04/2020 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (ALPHARETTA GA)
GA
10/09/2015 - 06/09/2020
WELLS FARGO CLEARING SERVICES, LLC (CUMMING GA)
GA
06/21/2013 - 10/13/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (ALPHARETTA GA)
GA
04/21/2009 - 06/25/2013
SUNTRUST INVESTMENT SERVICES, INC. (ATLANTA GA)
GA
09/05/2003 - 04/21/2009
WACHOVIA SECURITIES, LLC (ATLANTA GA)
MO
11/03/1994 - 09/02/2003
EDWARD JONES (ST. LOUIS MO)
BOTH
Issued 02/01/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/04/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/27/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/22/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/02/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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