Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Deal is a financial professional with over four years of experience in the industry. Christopher is currently registered with Moelis & Co. LLC in San Francisco, CA, and previously held positions at SVB Securities LLC, UBS Securities LLC, and Piper Jaffray & Co. Christopher holds Series 7, Series 63, Series 79, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
05/02/2023 - Present
Moelis & Co. LLC (SAN FRANCISCO CA)
CA
08/16/2021 - 05/01/2023
SVB SECURITIES LLC (SAN FRANCISCO CA)
CA
10/16/2019 - 07/28/2021
UBS SECURITIES LLC (SAN FRANCISCO CA)
CA
09/16/2019 - 10/21/2019
PIPER JAFFRAY & CO. (SAN FRANCISCO CA)
BC
Issued 11/11/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/19/2024
Series 7TO - General Securities Representative Examination
BC
Issued 09/16/2019
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 09/03/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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