Unclaimed
Christopher Dayton Jones is a financial advisor with over 29 years of experience in the industry. Christopher has a wide range of experience, having worked at firms such as Merrill Lynch, Pierce, Fenner & Smith Incorporated, Guardian Investor Services Corporation, and FSC Securities Corporation. Christopher is currently registered with Morgan Stanley as a Registered Representative and Investment Advisor Representative. Christopher is also licensed to sell securities in 53 states and territories. Christopher is committed to providing his clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
FL
01/10/2020 - Present
Morgan Stanley (TALLAHASSEE FL)
GA
10/07/2011 - 01/15/2020
WELLS FARGO CLEARING SERVICES, LLC (THOMASVILLE GA)
GA
06/01/2009 - 10/11/2011
MORGAN STANLEY SMITH BARNEY (VALDOSTA GA)
FL
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (TALLAHASSEE FL)
FL
05/06/2005 - 04/02/2007
MORGAN STANLEY DW INC. (TALLAHASSEE FL)
NY
08/04/2000 - 05/10/2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
05/03/1999 - 05/18/2000
PARK AVENUE SECURITIES LLC (NEW YORK NY)
NY
12/22/1995 - 05/03/1999
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
GA
08/03/1995 - 11/09/1995
FSC SECURITIES CORPORATION (ATLANTA GA)
NY
05/08/1992 - 07/21/1995
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
BOTH
Issued 06/15/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/22/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/10/2011
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/25/2011
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/31/2020
Series 31 - Futures Managed Funds Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/03/2000
Series 7 - General Securities Representative Examination
BC
Issued 04/24/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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