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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Schwab is a financial advisor at Wells Fargo Clearing Services, LLC. Christopher has over 18 years of experience in the financial services industry. Christopher is registered with the state of Minnesota and Texas as a Broker/Dealer and Investment Advisor Representative. Christopher specializes in providing financial advice to individuals, corporations, and charitable organizations. Christopher is a Certified Financial Planner and holds a Series 7, Series 10, Series 9, Series 31, Series 63, and Series 65 license. Christopher has a strong track record of helping clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MN
05/13/2016 - Present
Wells Fargo Clearing Services, LLC (BLOOMINGTON MN)
MN
06/01/2009 - 06/10/2016
MORGAN STANLEY (ST.PAUL MN)
MN
01/23/2009 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (ST. PAUL MN)
MN
08/09/2004 - 01/28/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (ST. PAUL MN)
IA
Issued 09/02/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/20/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/01/2014
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/21/2013
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/17/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 08/06/2004
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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