Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Roberts is a financial professional with over 25 years of experience in the industry. Christopher currently holds a Series 7, Series 52TO, Series 53, and Series 63 license and has been registered as a broker-dealer with PNC Capital Markets LLC since May 2024. Prior to joining PNC Capital Markets LLC, Christopher was employed by Barclays Capital Inc., J.P. Morgan Securities LLC, and J.P. Morgan Securities Inc., and Bear, Stearns & Co. Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
05/21/2024 - Present
PNC Capital Markets LLC (Los Angeles CA)
CA
11/28/2012 - 05/08/2024
BARCLAYS CAPITAL INC. (LOS ANGELES CA)
CA
10/01/2008 - 10/03/2012
J.P. MORGAN SECURITIES LLC (LOS ANGELES CA)
CA
06/02/2008 - 10/01/2008
J.P. MORGAN SECURITIES INC. (LOS ANGELES CA)
CA
06/26/1998 - 06/03/2008
BEAR, STEARNS & CO. INC. (LOS ANGELES CA)
BC
Issued 09/22/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/02/2003
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/25/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Christopher Roberts is the right advisor for you? Invested Better is here to help.
