Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Puzio is a financial advisor registered with Commonwealth Financial Network and has been working in the financial services industry since July 4, 2010. Christopher is based in San Dimas, California, and has been a registered representative of Commonwealth Financial Network since February 4, 2020. Christopher is also a registered investment advisor in California. Previously, Christopher worked for LPL FINANCIAL LLC, Ameriprise Financial Services, Inc., and Morgan Stanley Smith Barney. Christopher has earned the Series 66, Series 31, Series 7 and SIE exams. Christopher is also a Certified Financial Planner™. Christopher has worked in the financial services industry for over 13 years and has a wide range of experience in providing financial advice to individuals and families. Christopher specializes in retirement planning, investment management, and estate planning. Christopher is committed to providing his clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
02/04/2020 - Present
Commonwealth Financial Network (San Dimas CA)
CA
06/01/2016 - 02/19/2020
LPL FINANCIAL LLC (ENCINO CA)
CA
11/01/2011 - 06/09/2016
AMERIPRISE FINANCIAL SERVICES, INC. (ARCADIA CA)
CA
05/07/2010 - 09/02/2011
MORGAN STANLEY SMITH BARNEY (PASADENA CA)
BOTH
Issued 06/03/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/18/2010
Series 31 - Futures Managed Funds Examination
BC
Issued 05/06/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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