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Christopher David Mize

Morgan Stanley & Co. LLC

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About Christopher David Mize

Christopher David Mize is a financial advisor with over 30 years of experience in the industry. Christopher is currently registered with Morgan Stanley & Co. LLC and is located in Houston, Texas. Previously, Christopher has worked for Greenhill & Co., LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Banc of America Securities LLC, and CS First Boston Corporation. Christopher holds a Series 79TO, SIE, and Series 7 license, and is also a Registered Principal. Christopher is licensed to conduct business in New York and Texas.

Firm Information

Christopher Mize is currently registered with Morgan Stanley & Co. LLC. Morgan Stanley & Co. LLC is a Limited Liability Company formed on December 3, 1969. It is registered in 53 states and has one approved SEC registration. The firm has been involved in 471 Regulatory Events, 5 Civil Events, and 54 Arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

462

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Christopher Mize’s Registration & Firm History

TX

12/11/2014 - Present

Morgan Stanley & Co. LLC (Houston TX)

TX

09/10/2009 - 11/18/2014

GREENHILL & CO., LLC (HOUSTON TX)

TX

08/03/1993 - 07/29/2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (HOUSTON TX)

NY

01/02/2009 - 02/18/2009

BANC OF AMERICA SECURITIES LLC (NEW YORK NY)

NY

12/22/1992 - 03/18/1993

CS FIRST BOSTON CORPORATION (NEW YORK NY)

NY

05/28/1991 - 08/19/1991

CS FIRST BOSTON CORPORATION (NEW YORK NY)

NY

09/22/1987 - 08/16/1990

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 05/02/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/24/1998

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/19/1987

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

M

MIAX Sapphire

N

New York Stock Exchange

Disclosures

There are no public disclosures for Christopher David Mize.
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