Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Lopez is a financial professional with over 17 years of experience in the financial services industry. Christopher is currently registered with Foreside Fund Services, LLC and is licensed to provide financial services in all 50 states. Christopher has a strong track record of success in helping clients achieve their financial goals. Prior to joining Foreside Fund Services, LLC, Christopher was employed by Fidelity Investments Institutional Services Company, Inc., Putnam Retail Management Limited Partnership, Nuveen Investments, LLC, and TCW Brokerage Services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
FL
02/16/2017 - Present
Foreside Fund Services, LLC (Tampa FL)
CA
02/15/2012 - 01/10/2017
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (EL SEGUNDO CA)
MA
05/10/2010 - 01/18/2012
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (BOSTON MA)
CA
01/19/2006 - 05/05/2010
NUVEEN INVESTMENTS, LLC (IRVINE CA)
CA
01/10/2001 - 01/17/2006
TCW BROKERAGE SERVICES (LOS ANGELES CA)
IA
Issued 12/08/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/14/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/09/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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