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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Hoover is a financial advisor registered with Wells Fargo Clearing Services, LLC since August 2008. Christopher holds multiple licenses including Series 3, 7, 9, 10, 24, 63, 66, SIE and 99TO. Christopher has over 20 years of experience in the financial services industry. Christopher is also a FINRA Arbitrator, serving as an industry-associated arbitrator for financial services since May 2020. Christopher has worked with clients at First Clearing, LLC and A. G. Edwards & Sons, Inc. in the past. Christopher specializes in providing investment consulting services to institutional clients, financial planning, pension consulting, and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
08/18/2008 - Present
Wells Fargo Clearing Services, LLC (ST. LOUIS MO)
MO
09/24/2014 - 11/17/2016
FIRST CLEARING, LLC (ST. LOUIS MO)
MO
06/09/2003 - 01/03/2008
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
BOTH
Issued 08/15/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/07/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/20/2019
Series 24 - General Securities Principal Examination
BC
Issued 05/21/2008
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/25/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/10/2011
Series 3 - National Commodity Futures Examination
BC
Issued 06/06/2003
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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