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Christopher David Herrera

Park Avenue Securities LLC

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About Christopher David Herrera

Christopher David Herrera is a licensed financial advisor with Park Avenue Securities LLC, where Christopher has been registered since October 2023. Christopher is a registered representative in California. Prior to Park Avenue Securities LLC, Christopher was registered with Northwestern Mutual Investment Services, LLC, Nationwide Securities, LLC, and NYLIFE Securities LLC. Christopher is an experienced professional with over 10 years of experience in the financial services industry. Christopher has a wide range of knowledge and experience in various financial products and services. Christopher is dedicated to helping clients achieve their financial goals.

Firm Information

Christopher Herrera is currently registered with Park Avenue Securities LLC. Park Avenue Securities LLC is a Limited Liability Company registered in the state of New York and has been operating since August 20, 1998. They provide financial planning and portfolio management services to individuals, high net worth individuals, corporations, pension and profit-sharing plans, charitable organizations, and captive insurance clients. The firm has a nationwide reach with registered offices in 53 states and the District of Columbia.
Park Avenue Securities LLC

10 HUDSON YARDS

NEW YORK, NY 10001

$11.88B

Assets Under Management

38,141

Total Clients

2,244

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Christopher Herrera’s Registration & Firm History

CA

10/05/2023 - Present

Park Avenue Securities LLC (SACRAMENTO CA)

CA

01/01/2023 - 08/31/2023

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (SACRAMENTO CA)

CA

11/24/2015 - 09/20/2019

NATIONWIDE SECURITIES, LLC (Alameda CA)

CA

11/27/2009 - 09/02/2015

NYLIFE SECURITIES LLC (STOCKTON CA)

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Licenses & Designations

BC

Issued 03/07/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/31/2022

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/25/2009

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Christopher David Herrera.
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