Unclaimed
Christopher David Gibbs is a financial advisor who is currently registered with Raymond James & Associates, Inc. in Overland Park, Kansas. Christopher has been in the financial services industry since 2016. Prior to joining Raymond James, Christopher was with Wells Fargo Clearing Services, LLC, Transamerica Financial Advisors, Inc, Commerce Brokerage Services, Inc, and Ameriprise Financial Services, Inc. Christopher has passed the Series 66, Series 7, and SIE exams. Christopher holds licenses in Kansas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
KS
04/20/2022 - Present
Raymond James & Associates, Inc. (Overland Park KS)
KS
11/19/2018 - 04/23/2022
WELLS FARGO CLEARING SERVICES, LLC (OVERLAND PARK KS)
IL
06/05/2018 - 10/29/2018
TRANSAMERICA FINANCIAL ADVISORS, INC (ROLLING MEADOWS IL)
KS
02/27/2017 - 04/02/2018
COMMERCE BROKERAGE SERVICES, INC. (LEAWOOD KS)
KS
11/11/2015 - 11/30/2016
AMERIPRISE FINANCIAL SERVICES, INC. (OVERLAND PARK KS)
BOTH
Issued 10/20/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/11/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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