Unclaimed
Christopher David Flick is a financial advisor with Vanguard Marketing Corp. Christopher has been a financial advisor since 1994 and is registered in 53 states. Christopher is also a registered principal. In addition to his work with Vanguard Marketing Corp., Christopher has previously worked with Capital Analysts, Incorporated and John Hancock Distributors, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
11/25/1997 - Present
Vanguard Marketing Corp. (MALVERN PA)
OH
01/30/1996 - 12/31/1997
CAPITAL ANALYSTS, INCORPORATED (CINCINNATI OH)
MA
07/25/1994 - 05/24/1995
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
MA
07/25/1994 - 05/24/1995
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
IA
Issued 07/07/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/26/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/03/2023
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 02/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/15/1996
Series 7 - General Securities Representative Examination
BC
Issued 07/22/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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