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Christopher David Flick

Vanguard Marketing Corp.

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About Christopher David Flick

Christopher David Flick is a financial advisor with Vanguard Marketing Corp. Christopher has been a financial advisor since 1994 and is registered in 53 states. Christopher is also a registered principal. In addition to his work with Vanguard Marketing Corp., Christopher has previously worked with Capital Analysts, Incorporated and John Hancock Distributors, Inc.

Firm Information

Christopher Flick is currently registered with Vanguard Marketing Corp.. Vanguard Marketing Corp. is a Corporation that was formed on April 21, 1977. The firm is registered in 53 states and the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

1,975

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Christopher Flick’s Registration & Firm History

PA

11/25/1997 - Present

Vanguard Marketing Corp. (MALVERN PA)

OH

01/30/1996 - 12/31/1997

CAPITAL ANALYSTS, INCORPORATED (CINCINNATI OH)

MA

07/25/1994 - 05/24/1995

JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)

MA

07/25/1994 - 05/24/1995

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)

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Licenses & Designations

IA

Issued 07/07/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 07/26/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/03/2023

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 02/02/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/15/1996

Series 7 - General Securities Representative Examination

BC

Issued 07/22/1994

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Christopher David Flick.
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