Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Fargnoli is a financial advisor registered with The Vertical Group, with more than 17 years of experience in the financial services industry. Christopher has a strong background in the investment banking and trading industries, holding Series 7, 55, 57, and 79 licenses. Christopher also holds a Series 63 license, enabling him to provide advisory services in New Jersey, New York, and Delaware.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
03/23/2022 - Present
THE Vertical Group (RED BANK NJ)
NJ
12/22/2009 - 04/15/2022
ELEVATION, LLC (RED BANK NJ)
NY
05/26/2006 - 01/05/2010
GFI SECURITIES LLC (NEW YORK NY)
NY
07/12/2004 - 08/03/2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 09/18/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/22/2008
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 07/10/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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