Unclaimed
Christopher Dole is a financial advisor at BlackRock Investment Management, LLC. Christopher has been working in the industry since 2014 and is registered with the state of New Jersey as a broker-dealer and an investment advisor representative. Christopher has also worked at BOC International (USA) Inc. and Rabo Securities USA, Inc. in New York City. Christopher holds Series 6, 7, 63 and 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NJ
09/08/2020 - Present
Blackrock Investment Management, LLC (PRINCETON NJ)
NY
06/30/2017 - 03/06/2020
BOC INTERNATIONAL (USA) INC. (NEW YORK NY)
NY
04/10/2014 - 06/12/2017
RABO SECURITIES USA, INC. (NEW YORK NY)
NJ
01/01/2013 - 03/15/2013
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (SHREWSBURY NJ)
IA
Issued 09/04/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/03/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/13/2017
Series 7 - General Securities Representative Examination
BC
Issued 12/22/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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