Unclaimed
Christopher David Cockrell is a financial advisor with Stonex Advisors Inc. located in Baton Rouge, Louisiana. Christopher has been in the securities industry since 1994. He is registered with the Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA). Christopher holds Series 7, 63, and 65 securities licenses. Christopher has a wide range of experience in financial advising, including portfolio management for individuals and businesses, financial planning, and pension consulting. Christopher also provides educational seminars to clients on a variety of financial topics.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Financial consulting services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
LA
06/30/2016 - Present
Stonex Advisors Inc. (Baton Rouge LA)
LA
01/03/2007 - 07/01/2011
SWBC INVESTMENT SERVICES, LLC (DENHAM SPRINGS LA)
LA
01/26/2006 - 12/31/2006
FINANCIAL NETWORK INVESTMENT CORPORATION (DENHAM SPRINGS LA)
IL
07/06/2005 - 01/18/2006
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
IL
03/25/2004 - 07/06/2005
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
AL
06/18/2002 - 03/24/2004
AMSOUTH INVESTMENT SERVICES, INC. (BIRMINGHAM AL)
NJ
04/23/1999 - 06/13/2002
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
NY
06/20/1994 - 04/26/1999
J.C. BRADFORD & CO. (NEW YORK NY)
IA
Issued 08/30/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/01/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/17/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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