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Christopher David Carlson

Northwestern Mutual Investment Services, LLC

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About Christopher David Carlson

Christopher Carlson is a financial professional with over 13 years of experience in the industry. Christopher is a registered representative with Northwestern Mutual Investment Services, LLC, a broker-dealer registered with the SEC and a member of FINRA/SIPC. Christopher is licensed to conduct business in 24 states including Alabama, Arizona, California, Colorado, Florida, Illinois, Indiana, Iowa, Kentucky, Louisiana, Massachusetts, Michigan, Minnesota, Missouri, Nevada, New Mexico, New York, Ohio, Oregon, Tennessee, Texas, Virginia, Washington, and Wisconsin. Christopher holds the following securities licenses: Series 6, Series 7, Series 26, and Series 63. Christopher’s firm is headquartered in Milwaukee, Wisconsin.

Firm Information

Christopher Carlson is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Christopher Carlson’s Registration & Firm History

WI

12/23/2009 - Present

Northwestern Mutual Investment Services, LLC (MILWAUKEE WI)

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Licenses & Designations

BC

Issued 12/22/2009

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/06/2014

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/25/2014

Series 7 - General Securities Representative Examination

BC

Issued 12/21/2009

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Christopher David Carlson.
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