Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Bailey is a financial advisor with Mutual of America Securities LLC and has over 20 years of experience in the financial industry. Christopher is registered with FINRA and the state of Rhode Island. Christopher has passed the Series 6, 7, 26, 63, 99TO and SIE exams. Christopher also has prior experience with Mutual of America Life Insurance Company, Guardian Investor Services LLC, and Putnam Retail Management Limited Partnership.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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RI
03/16/2005 - Present
Mutual OF America Securities LLC (Providence RI)
RI
03/16/2005 - 11/23/2020
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (Providence RI)
NY
04/30/2004 - 02/25/2005
GUARDIAN INVESTOR SERVICES LLC (NEW YORK NY)
MA
12/20/2002 - 03/22/2004
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (BOSTON MA)
BC
Issued 03/14/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/08/2015
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 09/04/2024
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/12/2004
Series 7 - General Securities Representative Examination
BC
Issued 12/19/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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