Unclaimed
Christopher David Anderson is a registered representative with Oppenheimer & Co. Inc. Christopher holds a Series 66, Series 10, Series 9, Series 99TO, Series 3, Series 7 and SIE licenses. Christopher's previous employers include UBS Financial Services Inc. and Barclays Capital Inc.. Christopher has been in the financial industry for over 10 years. Christopher specializes in providing financial advice to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
04/03/2023 - Present
Oppenheimer & Co. Inc. (NEW YORK NY)
NY
01/11/2017 - 09/07/2017
UBS FINANCIAL SERVICES INC. (NEW YORK NY)
NY
09/22/2011 - 01/11/2017
BARCLAYS CAPITAL INC. (NEW YORK NY)
BOTH
Issued 07/20/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/14/2011
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/24/2011
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/03/2023
Series 99TO - Operations Professional Examination
BC
Issued 02/27/2023
SIE - Securities Industry Essentials Examination
BC
Issued 04/20/2015
Series 3 - National Commodity Futures Examination
BC
Issued 09/21/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Christopher Anderson is the right advisor for you? Invested Better is here to help.