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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Powers is a financial advisor currently registered with Wells Fargo Clearing Services, LLC. Christopher has been in the financial industry since 2003 and has been with Wells Fargo Clearing Services, LLC since 2014. Christopher has several certifications, including Series 7, 63, 66, 24, 4, 52TO, 53, 9, 10, 99TO and SIE. Christopher is a registered representative in Arkansas, Kentucky, Massachusetts, Ohio and Utah. Christopher has specializations in 1, 2, 4, 5 and 6. Christopher's previous affiliations include Citigroup Global Markets Inc., CitiCorp Investment Services and Fifth Third Securities, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OH
05/19/2014 - Present
Wells Fargo Clearing Services, LLC (CINCINNATI OH)
KY
05/29/2007 - 02/27/2014
CITIGROUP GLOBAL MARKETS INC. (FLORENCE KY)
KY
03/16/2007 - 05/29/2007
CITICORP INVESTMENT SERVICES (FLORENCE KY)
OH
12/08/2005 - 03/09/2007
FIFTH THIRD SECURITIES, INC. (CINCINNATI OH)
RI
11/12/2003 - 12/16/2005
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
BOTH
Issued 05/19/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/24/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/04/2007
Series 53 - Municipal Securities Principal Examination
BC
Issued 04/18/2007
Series 4 - Registered Options Principal Examination
BC
Issued 03/07/2006
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/11/2003
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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