Unclaimed
Christopher Daniel Pettia is a financial professional with over 10 years of experience in the industry. Christopher is currently registered with SEI Investments Distribution Co. and is licensed in Pennsylvania. Previous employers include FORESIDE FUNDS DISTRIBUTORS LLC and DUPONT CAPITAL MANAGEMENT MARKETING CORPORATION. Christopher holds the Series 63, Series 7 and Series 99TO licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
08/09/2022 - Present
SEI Investments Distribution Co. (OAKS PA)
DE
03/26/2019 - 07/18/2022
FORESIDE FUNDS DISTRIBUTORS LLC (Wilmington DE)
DE
06/11/2012 - 03/25/2019
DUPONT CAPITAL MANAGEMENT MARKETING CORPORATION (WILMINGTON DE)
BC
Issued 07/05/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/09/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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