Unclaimed
Christopher Kung is a financial professional with over 18 years of experience in the securities industry. Christopher currently works at Deutsche Bank Securities Inc. Christopher has previously worked at BOFA Securities, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Merrill Lynch Government Securities Inc. and Banc of America Securities LLC. Christopher holds the Series 7, Series 63, and SIE licenses. Christopher is registered in 53 states including Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Puerto Rico, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virgin Islands, Virginia, Washington, West Virginia, Wisconsin, and Wyoming.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Equity & debt research, macro research, quant strategy, multi- asset research, catalyst calls
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Hard dollar payments for research
1
2
NY
11/12/2021 - Present
Deutsche Bank Securities Inc. (NEW YORK NY)
NY
05/10/2019 - 10/26/2021
BOFA SECURITIES, INC. (NEW YORK NY)
NY
10/13/2003 - 05/10/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
12/15/2008 - 12/31/2011
MERRILL LYNCH GOVERNMENT SECURITIES INC. (NEW YORK NY)
NY
03/13/2009 - 11/01/2010
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
BC
Issued 03/27/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/11/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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