Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Infante is an investment advisor representative with UBS Financial Services Inc. Christopher has been in the financial industry since 2007. Christopher holds Series 3, 4, 7, 24, 55, 57TO, 62, 63, 66, 99TO, and SIE licenses. Christopher has been registered with UBS Securities LLC, LevelX Capital LLC, and Southern Trust Securities, Inc. in the past. Christopher's current registrations include New York. Christopher specializes in portfolio management for individuals and businesses, financial planning, pension consulting, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NY
02/22/2024 - Present
UBS Financial Services Inc. (New York NY)
NY
01/11/2023 - 01/24/2023
UBS SECURITIES LLC (NEW YORK NY)
NJ
05/11/2007 - 12/31/2022
LEVELX CAPITAL LLC (Old Bridge NJ)
GA
03/21/2016 - 09/01/2016
SOUTHERN TRUST SECURITIES, INC. (LAWRENCEVILLE GA)
BOTH
Issued 05/11/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/29/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/05/2009
Series 4 - Registered Options Principal Examination
BC
Issued 04/30/2007
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/16/2016
Series 3 - National Commodity Futures Examination
BC
Issued 03/24/2008
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 03/06/2007
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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