Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher D. Wells is an investment advisor representative registered with LPL Financial LLC and has been in the industry since February 20, 1996. Christopher is currently registered with the state of California for both Broker-Dealer and Investment Advisor activities. Christopher has a diverse background in the financial industry, having previously worked for firms such as Commonwealth Financial Network, Charles Schwab & Co., Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, SunTrust Robinson Humphrey, Inc. and The Robinson-Humphrey Company, LLC. Christopher is also registered with the state of Arizona for Broker-Dealer activity. Christopher has a variety of licenses including the Series 7, 63, 4 and 65. Christopher is also a Registered Options Principal. Christopher specializes in providing financial planning, consulting, and portfolio management services to individuals, businesses, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
09/28/2023 - Present
LPL Financial LLC (CARLSBAD CA)
CA
09/12/2016 - 09/27/2023
COMMONWEALTH FINANCIAL NETWORK (Carlsbad CA)
AZ
04/04/2014 - 09/26/2014
CHARLES SCHWAB & CO., INC. (PHOENIX AZ)
AZ
11/02/2013 - 12/16/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHANDLER AZ)
GA
07/27/2001 - 06/02/2009
SUNTRUST ROBINSON HUMPHREY, INC. (ATLANTA GA)
GA
06/20/1989 - 07/27/2001
THE ROBINSON-HUMPHREY COMPANY, LLC (ATLANTA GA)
IA
Issued 05/30/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/02/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/24/2006
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/01/2013
Series 7 - General Securities Representative Examination
BC
Issued 02/24/2000
Series 55 - Limited Representative-Equity Trader Exam
Active
Inactive
F
FINRA
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