Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Tharp is a financial advisor associated with Northwestern Mutual Investment Services, LLC in King of Prussia, Pennsylvania. Christopher has been in the industry since September 2005. Christopher holds a Series 66 license through the state of Pennsylvania, as well as Series 7, 9, 10, and SIE licenses. Christopher is registered to provide investment advisory services in Pennsylvania and New Jersey. Christopher also has experience working with Northwestern Mutual Wealth Management Company and Northwestern Mutual Life Insurance Company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
PA
09/26/2005 - Present
Northwestern Mutual Investment Services, LLC (KNG OF PRUSSIA PA)
BOTH
Issued 08/24/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/13/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/30/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/20/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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