Unclaimed
Christopher Pearo is a financial advisor with J.P. Morgan Securities LLC and has been in the industry since 2002. Christopher has a strong track record of providing financial advice to individuals, families, and businesses. Christopher specializes in financial planning, portfolio management, and pension consulting. Christopher is a Certified Financial Planner™ and holds a Series 7, 9, 10, 63, and 66 licenses. Christopher is currently registered with the state of Texas and 52 other states and is also FINRA registered. Christopher has a strong commitment to providing his clients with the highest level of service and is dedicated to helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
TX
04/29/2021 - Present
J.p. Morgan Securities LLC (Houston TX)
MO
09/29/2015 - 05/24/2019
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (Brentwood MO)
TX
09/18/2012 - 08/25/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (HOUSTON TX)
TX
05/21/2008 - 08/15/2012
CITIGROUP GLOBAL MARKETS INC. (SAN ANTONIO TX)
NC
01/17/2007 - 04/16/2008
WACHOVIA SECURITIES, LLC (CHARLOTTE NC)
VA
01/03/2005 - 01/17/2007
FIRST CLEARING, LLC (RICHMOND VA)
MO
01/22/2003 - 12/31/2004
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
03/16/2001 - 08/30/2002
CADARET, GRANT & CO., INC. (SYRACUSE NY)
NY
06/24/1999 - 05/12/2000
FIRST ALBANY CORPORATION (NEW YORK NY)
BOTH
Issued 07/17/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/11/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/25/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/15/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/23/1999
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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