Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Nield is a financial advisor with over 10 years of experience in the financial services industry. Christopher is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. Christopher also has previous experience with J.P. Morgan Securities LLC, Morgan Stanley Smith Barney, and Citigroup Global Markets Inc. Christopher is a Series 7, 31, 65, and 66 licensed advisor. Christopher holds registrations in numerous states including Illinois, Texas, Florida, California and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
08/30/2017 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (CHICAGO IL)
IL
08/05/2010 - 08/14/2017
J.P. MORGAN SECURITIES LLC (CHICAGO IL)
IL
06/01/2009 - 08/16/2010
MORGAN STANLEY SMITH BARNEY (CHICAGO IL)
IL
10/05/2006 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (CHICAGO IL)
IA
Issued 10/02/2017
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 10/17/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/03/2007
Series 31 - Futures Managed Funds Examination
BC
Issued 10/04/2006
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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