Unclaimed
Christopher Hall is an investment advisor representative registered with Northwestern Mutual Investment Services, LLC. Christopher has been in the industry since 2007. Christopher is licensed in Arizona, California, Florida, New Mexico, Utah and Washington. Christopher holds Series 6, 7, 63 and 65 licenses. Christopher is also licensed to sell insurance and is part owner of Ten Cities, LLC and South Bay All Day, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
CA
03/05/2009 - Present
Northwestern Mutual Investment Services, LLC (Manhattan Bch CA)
IA
Issued 03/02/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/31/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/24/2010
Series 7 - General Securities Representative Examination
BC
Issued 01/23/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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