Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Carroll has been in the securities industry since 1989. Christopher D. Carroll is currently registered as a Broker/Dealer with Concourse Financial Group Securities, Inc. and holds a Series 63, Series 65, Series 7, Series 22 and Series 3. Previously, Christopher worked for INVEST FINANCIAL CORPORATION and J.C. BRADFORD & CO.. Christopher provides financial planning, pension consulting, educational seminars, selection of other advisors, and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TN
08/29/2016 - Present
Concourse Financial Group Securities, Inc. (Hendersonville TN)
TN
06/05/2002 - 08/30/2016
INVEST FINANCIAL CORPORATION (HENDERSONVILLE TN)
NY
12/10/1987 - 07/31/2000
J.C. BRADFORD & CO. (NEW YORK NY)
IA
Issued 09/18/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/15/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/04/2002
Series 7 - General Securities Representative Examination
BC
Issued 12/09/1987
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 10/29/1987
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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