Unclaimed
Christopher Cutler Coburn is an investment advisor representative at Ameriprise Financial Services, LLC. Christopher is licensed in 24 states. Christopher has been in the industry since November 1987. Christopher is currently registered in Connecticut and Maine. Christopher has previously worked at UBS Financial Services Inc., Wachovia Securities, LLC, and A. G. Edwards & Sons, Inc. Ameriprise Financial Services, LLC offers a variety of financial services, including financial planning, asset allocation services, portfolio management, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CT
10/20/2017 - Present
Ameriprise Financial Services, LLC (Old Saybrook CT)
CT
03/20/2008 - 10/31/2017
UBS FINANCIAL SERVICES INC. (NEW LONDON CT)
ME
01/01/2008 - 03/24/2008
WACHOVIA SECURITIES, LLC (PORTLAND ME)
ME
11/25/1987 - 01/03/2008
A. G. EDWARDS & SONS, INC. (AUBURN ME)
BOTH
Issued 02/20/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/10/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/27/1992
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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