Unclaimed
Christopher Curtis Kempton is a financial advisor currently registered with Wellth Advisory Services, LLC. Christopher has been in the financial services industry since 1991. Previously, Christopher was registered with LPL Financial LLC, KESTRA INVESTMENT SERVICES, LLC, FINANCIAL TELESIS INC, and PRINCOR FINANCIAL SERVICES CORPORATION. Christopher is also a licensed insurance agent. Christopher has experience providing investment advisory services for individuals, businesses, corporations, pension and profit-sharing plans, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
07/18/2024 - Present
Wellth Advisory Services, LLC (Buffalo NY)
NY
04/01/2019 - 12/12/2019
LPL FINANCIAL LLC (BUFFALO NY)
NY
07/31/2014 - 04/01/2019
KESTRA INVESTMENT SERVICES, LLC (BUFFALO NY)
NY
10/15/2009 - 07/30/2014
FINANCIAL TELESIS INC (BUFFALO NY)
NY
09/27/2001 - 10/20/2009
PRINCOR FINANCIAL SERVICES CORPORATION (BUFFALO NY)
IA
05/14/1991 - 09/14/2001
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
IA
Issued 02/03/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/22/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/18/1997
Series 7 - General Securities Representative Examination
BC
Issued 05/13/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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