Unclaimed
Christopher Cummins is a registered investment advisor representative with First Trust Advisors LP. Christopher has been in the industry for 9+ years and is licensed to provide investment advisory services in Illinois and North Carolina. Christopher is a Series 66 and Series 7TO licensed investment advisor representative and holds the SIE designation. His current firm is First Trust Advisors LP, based in Wheaton, Illinois.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fixed fees per unit (uits) for portfolio supervisory services
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2
IL
01/10/2023 - Present
First Trust Advisors LP (WHEATON IL)
BOTH
Issued 03/11/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/17/2022
Series 7TO - General Securities Representative Examination
BC
Issued 12/13/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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