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Christopher Cullen Barkauskas

Finalis Securities LLC

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About Christopher Cullen Barkauskas

Christopher Cullen Barkauskas is a financial advisor currently working for Finalis Securities LLC in New York, NY. Christopher has been in the financial services industry since 2000, and has worked for various financial institutions including Benchmark Investments, LLC, JMP Securities LLC, Morgan Keegan & Company, Inc., and Banc of America Securities LLC.

Firm Information

Christopher Barkauskas is currently registered with Finalis Securities LLC. Finalis Securities LLC is a Limited Liability Company formed in September 2019. The firm is registered with the SEC and in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

337

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Christopher Barkauskas’s Registration & Firm History

NY

10/25/2022 - Present

Finalis Securities LLC (New York NY)

NY

07/27/2021 - 08/24/2022

BENCHMARK INVESTMENTS, LLC (New York NY)

FL

04/16/2012 - 07/23/2021

JMP SECURITIES LLC (Palm Beach Gardens FL)

PA

04/28/2008 - 04/19/2012

MORGAN KEEGAN & COMPANY, INC. (BERWYN PA)

PA

02/01/2005 - 02/25/2008

BANC OF AMERICA SECURITIES LLC (WEST CONSHOHOCKEN PA)

CT

08/25/2004 - 11/10/2004

SCHWAB CAPITAL MARKETS L.P. (STAMFORD CT)

NY

07/30/1999 - 06/25/2004

SG COWEN & CO., LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/01/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/25/2022

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/29/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Christopher Cullen Barkauskas.
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