Unclaimed
Christopher Sprague is an investment advisor representative with Allstate Financial Advisors, LLC, located in Cromwell, Connecticut. Christopher has been in the financial industry since 2011. Christopher also works as an Independent Contractor at The Stone Agency and an Agent at Guardian Life Insurance Company. Christopher has been registered with the Securities and Exchange Commission since 2011.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Third party advisory fees
1
2
CT
03/29/2019 - Present
Allstate Financial Advisors, LLC (Cromwell CT)
CT
12/07/2017 - 04/03/2019
PARK AVENUE SECURITIES LLC (HAMDEN CT)
CT
10/06/2011 - 12/13/2017
PRUCO SECURITIES, LLC. (SOUTH WINDSOR CT)
IA
Issued 03/21/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/08/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/05/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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