Unclaimed
Christopher Crawford is a financial professional with over 30 years of experience in the industry. Christopher is currently registered with Charles Schwab & CO., Inc. and has previously worked at BANC OF AMERICA INVESTMENT SERVICES, INC., UST SECURITIES CORP., and PRUDENTIAL SECURITIES INCORPORATED. Christopher is a licensed Series 63, Series 7, Series 8, Series 9, Series 10, and SIE advisor. Christopher holds registrations in Alabama, Florida, Georgia, Mississippi, and Puerto Rico.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
IL
09/19/2008 - Present
Charles Schwab & CO., Inc. (Chicago IL)
FL
02/27/2008 - 07/23/2008
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOCA RATON FL)
FL
06/08/2005 - 03/03/2008
UST SECURITIES CORP. (BOCA RATON FL)
TX
03/14/1994 - 03/22/2005
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
NY
01/29/1993 - 02/17/1994
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BC
Issued 01/21/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/28/1997
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/23/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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