Unclaimed
Christopher Cantele is a financial advisor at LPL Financial LLC. Christopher has been in the financial services industry since 1997 and has been registered with LPL Financial LLC since 2006. Christopher is a registered representative in 49 states and a registered investment advisor in New York and Texas. Christopher holds the Series 6, 7, 10, 24, 51, and 63 licenses. Christopher provides financial planning services and manages investment portfolios for individuals, businesses, and institutions. Christopher is also licensed to sell insurance in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
04/10/2019 - Present
LPL Financial LLC (WAPPINGERS FALLS NY)
NY
12/01/2005 - 05/31/2006
CCO INVESTMENT SERVICES CORP. (BEACON NY)
OH
01/07/2002 - 12/01/2005
CHARTER ONE SECURITIES, INC. (CLEVELAND OH)
MO
10/01/2000 - 10/11/2001
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
NC
09/09/1997 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
IA
Issued 05/24/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/04/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/05/2017
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 08/11/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/11/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/27/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/22/1999
Series 7 - General Securities Representative Examination
BC
Issued 09/02/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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