Unclaimed
Christopher Cother Powers is a financial advisor with over 30 years of experience in the industry. Christopher currently works for Farther and Farther Asset Management, LLC. Christopher holds a Series 6, 7, 3, 24, 53, 4, 63, and 65 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
12/21/2019 - Present
Farther (SAN FRANCISCO CA)
CA
10/23/2009 - 02/01/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SAN RAFAEL CA)
CA
07/12/1999 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (SANTA ROSA CA)
CA
11/03/1994 - 07/12/1999
BA INVESTMENT SERVICES, INC. (OAKLAND CA)
NY
09/11/1993 - 11/17/1994
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
NY
10/17/1989 - 06/09/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
06/23/1987 - 10/03/1989
EQUICO SECURITIES, INC. (NEW YORK NY)
NY
06/23/1987 - 10/03/1989
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
IA
Issued 12/15/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/06/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/09/2002
Series 4 - Registered Options Principal Examination
BC
Issued 10/03/2002
Series 53 - Municipal Securities Principal Examination
BC
Issued 09/29/1997
Series 24 - General Securities Principal Examination
BC
Issued 12/18/1989
Series 3 - National Commodity Futures Examination
BC
Issued 12/19/1987
Series 7 - General Securities Representative Examination
BC
Issued 06/22/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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