Unclaimed
Christopher Cory O'Connell is a Registered Representative and Investment Advisor Representative associated with Huntleigh Advisors, Inc. Christopher Cory O'Connell has been in the industry since September 2005. Christopher Cory O'Connell is registered with the Securities and Exchange Commission (SEC) and has a Series 63, Series 66, Series 7, Series 14 and Series 24 license. Christopher Cory O'Connell is also registered with the Financial Industry Regulatory Authority (FINRA) and has a Series 99TO license. Christopher Cory O'Connell has been working with Huntleigh Advisors, Inc. since October 2023.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Solicitor/third party manager fees
1
2
MO
10/16/2023 - Present
Huntleigh Advisors, Inc. (St. Louis MO)
BOTH
Issued 04/18/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/26/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 11/22/2005
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/31/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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