Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Cornett is an active investment advisor and broker with Merrill Lynch, Pierce, Fenner & Smith Incorporated. Christopher has over 10 years of experience in the financial industry and is registered to provide financial advice in multiple states including New York, Connecticut, Texas and others. Christopher has a Series 7, 63, 65 and 66 licenses and offers a variety of financial services including portfolio management for individuals and businesses, as well as pension consulting. Christopher has worked with a number of clients, including high-net-worth individuals, corporations and other businesses, pension and profit sharing plans, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
06/22/2016 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEW YORK NY)
NY
01/10/2011 - 09/14/2011
ADVISORS ASSET MANAGEMENT, INC. (MELVILLE NY)
NY
04/27/2009 - 07/15/2009
METLIFE SECURITIES INC. (NEW YORK NY)
NY
05/15/2007 - 07/31/2008
CLARK DODGE & CO., INC. (GARDEN CITY NY)
NY
10/20/2006 - 05/11/2007
WORLD EQUITY GROUP, INC. (GARDEN CITY NY)
BOTH
Issued 11/18/2014
Series 66 - Uniform Combined State Law Examination
IA
Issued 2/22/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/27/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/20/2014
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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